Sunday, May 5, 2019
Optional Pre-Conference Workshop #1: Wealth Management Workshop: An Overview of the CPWA Body of Knowledge
1-4:30 p.m. | An Overview of the CPWA Body of Knowledge, John Nersesian, CIMA®, CPWA®, CIS, CFP®
This pre-conference session is for financial advisors and wealth managers who work with or aspire to work with high-net-worth (HNW) clients on the life-cycle of wealth: accumulation, preservation, and distribution. By applying concepts and techniques taught in the Certified Private Wealth Advisor® (CPWA®) program, attendees will learn to identify and analyze the challenges HNW individuals face, and understand how to develop specific strategies to minimize taxes, monetize and protect assets, maximize growth, and transfer wealth.
Register by May 5, 2019: $150
Approved for 4 hours of Institute CE
Space is limited
Optional Pre-Conference Workshop #2: Professional Conduct and Regulation (Ethics)
2:00-4:00 p.m. | CFP Board Ethics Education Program, Marguerita Cheng, CFP®, RICP®, Blue Ocean Global Wealth
At the end of the course, participants will be equipped to:
This program fulfills the requirement for CFP Board approved Ethics CE and qualifies for I-W Ethics, though it is NOT RECOMMENDED for attendees who are not CFP-certified. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.
Register by May 5, 2019:
- Identify the structure and content of the revised Code & Standards, including significant changes and how the changes affect CFP® professionals
- Act in accordance with CFP Board's fiduciary duty
- Apply the Practice Standards when providing Financial Planning
- Recognize situations when specific information must be provided to a client
- Recognize and avoid, or fully disclose and manage, material conflicts of interest
Approved for 2 hours of Institute CE
Space is limited
How to register:
For those who have already registered for Annual Conference Experience and wish to take part in one of these workshops, please login to your dashboard and click on “My Conferences” on the bottom left-hand side menu and click “Manage Registration”. From there, you may select the pre-conference workshop you would like to add to your registration. Or fill out the pre-conference registration form
and return it to firstname.lastname@example.org
For those who have yet to register, simply add the session to your online registration.
Please Note: Pre-Conference workshops run concurrently, only one workshop may be selected to attend. All CE is currently pending approval and is subject to change.