Investments & Wealth Institute Releases Investments & Wealth Monitor
Publication focuses on the fiduciary and regulatory challenges of the investments and wealth industry.
DENVER (November 6, 2018) – The September/October issue of the Investments & Wealth Institute® Investments & Wealth Monitor
focuses on the fiduciary and regulatory challenges facing the investments and wealth management industry today.
The past few years have brought many changes to firms and advisors’ fiduciary responsibilities from the 2015 U.S. Department of Labor fiduciary rule, later vacated in March 2018; to the April 2018 U.S. Securities and Exchange Commission version of a fiduciary rule released for comment. The changing landscape of the industry’s regulatory environment requires close examination.
Feature articles and authors include:
- Where’s Waldo? Finding the Fiduciary in Regulation Best Interest—Duane Thompson, AIFA®
- The Harmonization Trap: Why Advisors Should Demand Truth-in-Labeling Rather Than a Uniform Fiduciary Standard—Scott MacKillop
- Will Australia’s New Advisor Competency Standards Be a Road Map for U.S. Regulators?—Michael E. Kitces, MSFS, MTAX, CFP®, CLU, ChFC, RHU, REBC, CASL
- Fiduciary Update: Using ESG Factors in ERISA Plans—Dan Cassidy, FSA, CFA®
- Women and Retirement Security—Nevenka Vrdoljak and Anna Rappaport
- Cruisin’ For A Bruisin’ with TDFS: Five Reasons Why Target-Date Funds Should Be Made Safer—Ronald J. Surz
- An Advisor Road Map to the Corporate Trustee Industry—Past, Present, and Future—Christopher N. Holtby, CPWA®
- Mock Exams: Dress Rehearsals for the Real Thing—Ann F. Keitner and Conor I. Anderson
- Crowdsourcing Organizational Ethics: Why We Need More Self-Governance—Carsten Tams
- Implications for Advisors: Quantitative Easing to Quantitative Tightening—Bob Rice
Investments & Wealth Institute members receive free access to the Investments & Wealth Monitor
and archive, current issues are available on the Investments & Wealth Institute
Papers are invited for publishing consideration from academics and qualified practitioners. For more information on submission guidelines visit: Article Guidelines
For additional information, contact Devon Coquillard, communications manager, firstname.lastname@example.org
or (303) 850-3202.
About the Investments & Wealth Institute®
Established in 1985, the Investments & Wealth Institute, formerly known as IMCA, is a professional association, advanced education provider, and standards body for financial advisors, investment consultants, and wealth managers who embrace excellence and ethics. Through its publications, events, assessment-based certificate programs, and advanced certifications, the Institute delivers premier-quality, practical education to advanced practitioners in more than 38 countries.
The Certified Investment Management Analyst® (CIMA®) certification is the peak international, technical portfolio construction program for investment consultants, analysts, financial advisors and wealth management professionals. The CIMA program is distinctive as one of only a few global certifications in financial services to meet international accreditation and quality standards (ANSI/ISO 17024) for personnel certification programs.
The Certified Private Wealth Advisor® (CPWA®) certification is an advanced professional certification for advisors who serve high-net-worth clients. It’s designed for seasoned professionals who seek the latest, most advanced knowledge and techniques to address the sophisticated needs of clients with a minimum net worth of $5 million. Unlike credentials that focus specifically on investing or financial planning, the CPWA program takes a holistic and multidisciplinary approach.
The Investments & Wealth Institute® is a registered mark of Investment Management Consultants Association Inc. doing business as Investments & Wealth Institute. CIMA®, Certified Investment Management Analyst®, CIMC®, CPWA®, and Certified Private Wealth Advisor® are registered certification marks of Investment Management Consultants Association Inc. doing business as Investments & Wealth Institute. RMA(SM) and Retirement Management Advisor(SM) are marks owned by Investment Management Consultants Association Inc. doing business as Investments & Wealth Institute. The Investments & Wealth Institute does not discriminate in educational opportunities or any other characteristic protected by law.
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