Investments & Wealth Institute Releases Investments & Wealth Monitor

Publication focuses on the fiduciary and regulatory challenges of the investments and wealth industry.
 

DENVER (November 6, 2018) – The September/October issue of the Investments & Wealth Institute^® Investments & Wealth Monitor focuses on the fiduciary and regulatory challenges facing the investments and wealth management indus­try today.

The past few years have brought many changes to firms and advisors’ fiduciary responsibilities from the 2015 U.S. Department of Labor fiduciary rule, later vacated in March 2018; to the April 2018 U.S. Securities and Exchange Commission version of a fiduciary rule released for comment. The changing landscape of the industry’s regulatory environment requires close examination.
 
Feature articles and authors include:

Investments & Wealth Institute members receive free access to the Investments & Wealth Monitor and archive, current issues are available on the Investments & Wealth Institute website.
Papers are invited for publishing consideration from academics and qualified practitioners. For more information on submission guidelines visit: Article Guidelines.

For Information:
For additional information, contact Devon Coquillard, communications manager, dcoquillard@i-w.org or (303) 850-3202.
 
About the Investments & Wealth Institute^®
Established in 1985, the Investments & Wealth Institute, formerly known as IMCA, is a professional association, advanced education provider, and standards body for financial advisors, investment consultants, and wealth managers who embrace excellence and ethics. Through its publications, events, assessment-based certificate programs, and advanced certifications, the Institute delivers premier-quality, practical education to advanced practitioners in more than 38 countries.

The Certified Investment Management Analyst^® (CIMA^®) certification is the peak international, technical portfolio construction program for investment consultants, analysts, financial advisors and wealth management professionals. The CIMA program is distinctive as one of only a few global certifications in financial services to meet international accreditation and quality standards (ANSI/ISO 17024) for personnel certification programs.

The Certified Private Wealth Advisor^® (CPWA^®) certification is an advanced professional certification for advisors who serve high-net-worth clients. It’s designed for seasoned professionals who seek the latest, most advanced knowledge and techniques to address the sophisticated needs of clients with a minimum net worth of $5 million. Unlike credentials that focus specifically on investing or financial planning, the CPWA program takes a holistic and multidisciplinary approach.

The Investments & Wealth Institute^® is a registered mark of Investment Management Consultants Association Inc. doing business as Investments & Wealth Institute. CIMA^®, Certified Investment Management Analyst^®, CIMC^®, CPWA^®, and Certified Private Wealth Advisor^® are registered certification marks of Investment Management Consultants Association Inc. doing business as Investments & Wealth Institute. RMA(SM) and Retirement Management Advisor(SM) are marks owned by Investment Management Consultants Association Inc. doing business as Investments & Wealth Institute. The Investments & Wealth Institute does not discriminate in educational opportunities or any other characteristic protected by law.