IWI shares our position about issues that impact the financial, investment, and wealth advisors in our profession.

Investments & Wealth Institute Advocacy

Throughout our nearly 40-year history, IWI has continued to evolve to remain one of the most relevant educational and credentialing organizations for investment and wealth management professionals in the financial advising industry.

We are often sought after by various government agencies, associations, and others to share our position about issues that may impact our industry or those professionals actively serving it.

What has never wavered is IWI’s commitment to integrity, loyalty, objectivity and ethical conduct—embodied in our Code of Professional Responsibility. The articles of incorporation of the Institute place great emphasis on ensuring "quality service to the public through developing and encouraging high standards and best practices for the investment and wealth management disciplines."

Recent comment letters from IWI are below. As an education and credentialing organization, we generally do not advocate for any particular legislative or regulatory position.