Washington Insights

Washington Insights reviews and prognosticates on the fate of significant regulatory actions that would impact financial advisors.

View All Issues

Read the Latest Issue

VOL. 9, NO. 10, OCTOBER 2024

Washington Insights looks at a recent court decision in which Edward D. Jones & Co., a dually registered broker–dealer/investment adviser prevailed in a legal dispute involving brokerage customers alleging reverse churning and placing them in unsuitable, higher-cost advisory accounts.

Read the Full Issue