Washington Insights
Washington Insights reviews and prognosticates on the fate of significant regulatory actions that would impact financial advisors.
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VOL. 9, NO. 10, OCTOBER 2024
Washington Insights looks at a recent court decision in which Edward D. Jones & Co., a dually registered broker–dealer/investment adviser prevailed in a legal dispute involving brokerage customers alleging reverse churning and placing them in unsuitable, higher-cost advisory accounts.
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