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CPWA Certificants Resources

As a CPWA certificant, the following resources can help you communicate the value of your certification, and answer questions your clients may have.

  • CPWA logo for website use. For CPWA certificants only. Display the CPWA logo on your website. Right-click the image and save it to your computer for use on your website. 
  • Social profile guidance. Guidance on adding the CPWA certification to social media profiles.
  • Customizable news release template. For CPWA certificants only. Customize this press release template to alert media, clients and business partners that you earned the prestigious CPWA certification.
  • CPWA-Advisor-Brochure-cover.pngCPWA program brochure. This comprehensive brochure details the certification process, including benefits of certification, core topic list, and the educational program. Share it with colleagues who are considering starting the process.

  • Marks usage guide. Guidance on using the Investment & Wealth Institute marks in business communications, marketing materials, articles, books and newsletters.
  • CPWA-Client-Brochure-cover.pngCPWA Client Brochure. This visually-engaging resource can be used with your clients to help them understand why your CPWA certification makes you an exceptional advisor. Consult with your compliance officer as needed for use with clients.
  • CPWA Client Flyer. You may download this one-page flyer for use with your clients to discuss your qualifications as a CPWA professional.  Consult your compliance officer with any questions regarding use with clients.
  • Exceptional Advisor toolkit. The toolkit provides advisor-ready resources to showcase your advanced knowledge, expertise, and certifications to your clients. Members-only benefit.    

Form ADV Brochure Supplement Description

Under SEC regulations that went into effect on October 12, 2010, investment advisors registered with the SEC must provide brochure supplements describing their educational and business backgrounds. Advisors whose fiscal years end on December 31 must deliver the brochure supplement (Part 2B) to new clients by July 31, 2011, and to existing clients by December 30, 2011. Full descriptions available for use in Brochure Supplements for the CPWA certification can be found below.

Recommended Form ADV Brochure Supplement Description

The CPWA designation signifies that an individual has met initial and on-going experience, ethical, education, and examination requirements for the professional designation, which is centered on private wealth management topics and strategies for high-net-worth clients. Prerequisites for the CPWA designation are: a Bachelor’s degree from an accredited college or university or one of the following designations or licenses: CIMA®, CIMC ®, CFA®, CFP®, ChFC®, or CPA license; have an acceptable regulatory history as evidenced by FINRA Form U-4 or other regulatory requirements and five years of experience in financial services or delivering services to high-net-worth clients. CPWA designees have completed a rigorous educational process that includes executive education requirements and successful completion of a comprehensive examination. CPWA designees are required to adhere to the Investments & Wealth Institute Code of Professional Responsibility and Rules and Guidelines for Use of the Marks. CPWA designees must report 40 hours of continuing education credits, including two ethics hours, every two years to maintain the certification. The designation is administered through the Investments & Wealth Institute.

Certificant Complaint Process

Certificants can file a complaint with Investment & Wealth Institute about certification policy, practice, or decisions. Complaints must be in writing, and can be submitted by email, mail, or fax to Investment & Wealth Institute. Complaints must originate directly from the certificant and be incorporated into the Certification Complaint Form.

All complaints will be reviewed by an Investment & Wealth Institute management team including its Chief Executive Officer. After review, complaints involving a request to change certification policies may be forwarded to the appropriate volunteer body with governing authority over the particular certification policy. With regard to complaints about all other certification activities, the certification department management team will make a determination. If the complaint does not relate to certification activities, it will be forwarded to the Senior Director of Administration and Chief Executive Officer for review and resolution. All decisions are final and not subject to appeal.